Capital markets are magnets for money launderers
False positives are hiding the real risks
Rules-based transaction monitoring systems are not effectively detecting risk. The result: too many alerts—up to 99% of which are false positives—and mounting costs.
Criminals are becoming more sophisticated
Criminals are hiding their footprints in complex networks of transactions and using electronic trading to take advantage of pitfalls in technology. Without context, money laundering is impossible identify automatically.
Fragmented data distorts decision-making
Customers have multiple relationships across different business units. Siloed data stops you from seeing the bigger picture and identifying suspicious behavior.
See the entire criminal network with contextual monitoring
By using context to build a complete holistic view of your customers and their counterparties, you can:
- Identify new and emerging risks faster and more accurately
- Understand who they trade with and the companies they associate with
- Perform faster and higher quality alert reviews
Then you can automate operations with augmented decision-making to detect risk more effectively and reduce costs by reducing false positives.
Find out what adding context can do for your organization.
reduction in false positives
SAR escalation rate
Enhance money laundering detection for capital markets using context
Use contextual monitoring to transform the way you make decisions about money laundering risk.
Connect your data to understand your customers
Combine billions of records from internal and external data sources, including the Panama Papers and watchlists, to create a single view of each customer. Bridge the gap between trade surveillance and AML, and prevent silos between business lines.
Use networks to find patterns and reveal criminal behavior
Add context and find patterns to understand what normal behavior looks like. With a contextual view of your customers, you can better detect suspicious activity.
Generate contextual alerts to identify high-risk relationships and analyze those that deviate from normal behavior. Use sophisticated AML analytics to identify new and emerging risks, and precisely model customer risk and money laundering typologies.
My data science team and I have spent the past year working with Quantexa to implement a customized, fully dynamic machine learning application leveraging Quantexa’s entity resolution, node and network attribute generation capabilities. Just like Lego blocks, this technology is completely flexible and scalable.Scott Nathan, Managing Director, State Street
Benefits of our Capital Markets AML solution
Drive more precise detection of risk, increase investigator efficiency and deliver more effective SARs to protect your capital markets business.
Reduce false positives
Increase efficiency by cutting time spent on manual data collection and handling false positives.
Improve risk detection
Identify higher risk alerts that require immediate attention.
Bridge the gaps between data and workstream silos to ensure full coverage and understanding of your risk.
Adapt quickly to new and emerging risks
Adjust models and user interfaces to adapt to new risks and typologies as they emerge.
File more and higher quality SARs
Detect risks more precisely and create a more complete picture of suspicious activity and ensure coverage.
Reduce operational costs
Speed up investigations by pre-integrating the data, prioritizing alerts and highlighting to investigators where there are risks.
Give investigators better
access to intelligence
Help teams conduct investigations faster with quicker access to required intelligence, including external sources.
Synthesize intelligence across the organization
Create a holistic view of client and employee behavior using various monitoring data, including trade surveillance.
How to protect your capital markets business from financial crime
See why a contextual approach to monitoring is superior to traditional transaction monitoring. Then find out why now’s the time to change—and how to make the move.
Why use the Quantexa platform
Build once, use many,
ingest to create a single
view with networks
Apply your data to multiple use cases—without replicating data sets.
more accurate decisions
Use context to improve decision accuracy across the organization, find new opportunities and uncover risk.
Scale to billions of records
in batch or real time
Built on proven, scalable open source technologies like Hadoop, Spark and Elastic.
Future-proofed open architecture
Integrate seamlessly into your existing IT ecosystem, with flexible deployment options: native, or containerized for private and public cloud.
Ensure data transparency
Use explainable data linking, advanced AI and decision models for regulatory compliance.
Keep your data secure
Rely on granular security levels for dynamic control, with all activity audited.
Operationalize your data in a matter of months – not years.
Use entity resolution and data volume to overcome missing or poor quality data.
Get the latest thinking, advice and opinions
4 Areas of Focus for Financial Services Firms Following the FCA Review
The FCA’s review of firms’ Consumer Duty implementation plans highlights the positive progress made by some, but also the deficiencies in the approaches of others.
Maintaining Supply Chain Integrity (Part 2)
In the second blog in the protecting supply chain integrity series, explore why one-off, look-back, due diligence is no longer adequate.
Quantexa Acquires Aylien an Award-Winning Provider of AI-Based Risk & Market Intelligence Solutions
Quantexa announces that it has acquired Aylien, a Dublin-based leader in natural language processing (NLP) and advanced AI.
Quantexa Adds Financial Services and Technology Heavyweights to its Advisory and Board of Directors
Quantexa announces the appointment of Sarah Diamond to its board of Directors, and Gay Huey Evans to its Advisory Board.
Quantexa VP, Dax Aiken, Named CRN 2023 Channel Chief
CRN®, a brand of The Channel Company, has recognized Dax Aiken, VP at Quantexa, as one of its 2023 Channel Chiefs.
Independent Research Firm’s Master Data Management Landscape 2023 Report Lists Quantexa Among Notable Vendors
Quantexa has been recognized as a notable vendor in the Forrester report, The Master Data Management Landscape, Q1 2023.
Book a demo
See how our Contextual Decision Intelligence platform improves the effectiveness of operational investigations, speeds up complex investigations, and detects previously hidden risks.