Exploring the Art of the Possible – Trade Surveillance for Capital Markets
On January 16, 2020 The Canadian Regulatory Technology Association held the Exploring the Art of the Possible – Trade Surveillance for Capital Markets event, hosted by Deloitte Canada and sponsored by Quantexa. With the room filled to capacity, the morning started with a thought-provoking discussion, moderated by Sandra Persaud of Deloitte, among financial industry practitioners:
- Jason Le – AVP Compliance, Head of Global Surveillance – TD Wholesale Banking
- Loren Schwartz – Head of Regulatory Reporting Services – CIBC World Markets
- Alex Taylor – VP Surveillance – IIROC
- Elizabeth Bethoney – Head of Financial Markets, Americas – Quantexa
See what they had to say in the full key takeaways blog.