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Exploring the Art of the Possible – Trade Surveillance for Capital Markets

Elizabeth Bethoney

On January 16, 2020 The Canadian Regulatory Technology Association held the Exploring the Art of the Possible – Trade Surveillance for Capital Markets event, hosted by Deloitte Canada and sponsored by Quantexa. With the room filled to capacity, the morning started with a thought-provoking discussion, moderated by Sandra Persaud of Deloitte, among financial industry practitioners:

  • Jason Le – AVP Compliance, Head of Global Surveillance – TD Wholesale Banking
  • Loren Schwartz – Head of Regulatory Reporting Services – CIBC World Markets
  • Alex Taylor – VP Surveillance – IIROC
  • Elizabeth Bethoney – Head of Financial Markets, Americas – Quantexa

See what they had to say in the full key takeaways blog. 

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